Key facts
- This page summarizes Michael C. Morgan's Form 4 filing for STEM, INC. (STEM).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 Jun 2024, 16:14.
Michael C. Morgan - 07 Jun 2024 Form 4 Insider Report for STEM, INC. (STEM)
- Reporting relationship
- Director
- Issuer ticker
- STEM
- Reported as of
- 07 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 10 Jun 2024, 16:14:15 UTC
- Prior SEC filing
- 30 May 2024
- Next SEC filing
- 09 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Chen Zhang, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael C. Morgan filed Form 4 for STEM, INC. (STEM) on 10 Jun 2024.
Change
- Previous filing in this sequence was filed on 30 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STEM
transaction
Common Stock, Par Value $0.0001 Per Share
Options Exercise
- Transaction value
- $0
- Shares
- +23,489
- Change %
- +115%
- Price
- $0.000000
- Shares after
- 43,987
- Date
- 07 Jun 2024
- Ownership
- Direct
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,178,937
- Date
- 07 Jun 2024
- Ownership
- Held by Portcullis Investments, LP
- Footnotes
- F1
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 07 Jun 2024
- Ownership
- Held by Portcullis Partners, LP
- Footnotes
- F2
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 547,705
- Date
- 07 Jun 2024
- Ownership
- By Trust
- Footnotes
- F3
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37,500
- Date
- 07 Jun 2024
- Ownership
- By Trust
- Footnotes
- F4
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37,500
- Date
- 07 Jun 2024
- Ownership
- By Trust
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STEM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -23,489
- Change %
- -18%
- Price
- $0.000000
- Shares after
- 110,236
- Date
- 07 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 23,489
- Exercise price
- $0.000000
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F2
The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F3
Held by a trust of which the reporting person is a trustee.
Footnote F4
Held by a family trust (C GST) of which the reporting person is an investment adviser.
Footnote F5
Held by a family trust (M GST) of which the reporting person is an investment adviser.
Footnote F6
On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.