Key facts
- This page summarizes Daniel J. Moore's Form 4 filing for LivaNova PLC (LIVN).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Jun 2024, 16:03.
Daniel J. Moore - 03 Jun 2024 Form 4 Insider Report for LivaNova PLC (LIVN)
- Reporting relationship
- Director
- Issuer ticker
- LIVN
- Reported as of
- 03 Jun 2024
- Net transaction value
- -$154,100
- SEC form
- 4
- Accepted by SEC
- 05 Jun 2024, 16:03:42 UTC
- Prior SEC filing
- 20 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel J. Moore
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Daniel J. Moore filed Form 4 for LivaNova PLC (LIVN) on 05 Jun 2024.
Change
- Previous filing in this sequence was filed on 20 Jun 2023.
- Current net transaction value: -$154,100.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LIVN
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $3,249,594
- Shares
- +56,623
- Change %
- +206%
- Price
- $57.39
- Shares after
- 84,157
- Date
- 03 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
LIVN
transaction
Ordinary Shares
Sale
- Transaction value
- $3,278,773
- Shares
- -54,578
- Change %
- -65%
- Price
- $60.08
- Shares after
- 29,579
- Date
- 03 Jun 2024
- Ownership
- Direct
- Footnotes
- F2, F3
LIVN
transaction
Ordinary Shares
Sale
- Transaction value
- $124,921
- Shares
- -2,045
- Change %
- -6.9%
- Price
- $61.09
- Shares after
- 27,534
- Date
- 03 Jun 2024
- Ownership
- Direct
- Footnotes
- F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIVN
transaction
Derivative
Option to purchase shares
Options Exercise
- Transaction value
- $0
- Shares
- -56,623
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 03 Jun 2024
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 56,623
- Exercise price
- $57.39
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
Footnote F2
The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
Footnote F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F5
The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024.