Susan Daimler - 31 May 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jun 2024, 18:37:50 UTC
Prior SEC filing
17 May 2024
Next SEC filing
12 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew Woods, Attorney-in-Fact

Key filing fact

Susan Daimler filed Form 4 for PubMatic, Inc. (PUBM) on 04 Jun 2024.

Key facts

  • This page summarizes Susan Daimler's Form 4 filing for PubMatic, Inc. (PUBM).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Jun 2024, 18:37.

Change

  • Previous filing in this sequence was filed on 17 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing
This filing has been restated. Open the amended filing.

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PUBM transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+9,971
Change %
Price
$0.000000
Shares after
9,971
Date
31 May 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PUBM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-9,971
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 May 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
9,971
Exercise price
Footnotes
F1, F2, F3
PUBM transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+7,990
Change %
Price
$0.000000
Shares after
7,990
Date
31 May 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
7,990
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2024, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.

Footnote F3

RSUs do not expire; they either vest or are cancelled prior to vesting date.

Footnote F4

The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2025, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.

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