Susan Daimler - 31 May 2024 Form 4/A - Amendment Insider Report for PubMatic, Inc. (PUBM)

Role
Director
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
31 May 2024
Transactions value $
$0
Form type
4/A - Amendment
Date filed
19 Sep 2024, 20:02
Date Of Original Report
04 Jun 2024
Previous filing
17 May 2024
Next filing
12 Jun 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Units Award $0 +8.45K $0.00 8.45K 31 May 2024 Class A Common Stock 8.45K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2025, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
F3 RSUs do not expire; they either vest or are cancelled prior to vesting date.

Remarks:

This amendment to Form 4 filed on June 4, 2024 reflects a correction to the number of restricted stock units granted to the Reporting Person on May 31, 2024 pursuant to the Issuer's non-employee director compensation program.