Key facts
- This page summarizes Stephens Group, LLC's Form 4 filing for CONNS INC.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 29 May 2024, 12:14.
Stephens Group, LLC - 24 May 2024 Form 4 Insider Report for CONNS INC
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 24 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 May 2024, 12:14:30 UTC
- Prior SEC filing
- 04 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephens Group, LLC filed Form 4 for CONNS INC on 29 May 2024.
Change
- Previous filing in this sequence was filed on 04 Aug 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CONN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,217,873
- Date
- 24 May 2024
- Ownership
- See Footnote
- Footnotes
- F1
CONN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,493
- Date
- 24 May 2024
- Ownership
- By W.R. Stephens, Jr. Revocable Trust
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CONN
transaction
Derivative
Warrant (Right to Buy)
Purchase
- Transaction value
- $0
- Shares
- +672,739
- Change %
- Price
- $0.000000
- Shares after
- 672,739
- Date
- 24 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 672,739
- Exercise price
- $2.79
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890.
Footnote F2
W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust.
Footnote F3
The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL.
Footnote F4
The warrant will be exercisable from and after the date issued.