COWEN INC. - 23 Apr 2024 Form 3 Insider Report for Canna-Global Acquisition Corp

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
22 May 2024, 17:58:15 UTC
Prior SEC filing
15 Mar 2024
Next SEC filing
24 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Cowen Inc., By:/s/ John Holmes, Chief Operating Officer

Key filing fact

COWEN INC. filed Form 3 for Canna-Global Acquisition Corp on 22 May 2024.

Key facts

  • This page summarizes COWEN INC.'s Form 3 filing for Canna-Global Acquisition Corp.
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 22 May 2024, 17:58.

Change

  • Previous filing in this sequence was filed on 15 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CNGL holding

Canna-Global Acquisition Cl A

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
195,000
Date
23 Apr 2024
Ownership
By Cowen Financial Products LLC (1),(2), (3)
Footnotes
F1, F2, F3
CNGL holding

Canna-Global Acquisition Cl A

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,348
Date
23 Apr 2024
Ownership
By Cowen and Company, LLC (1)(2)(4)
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

(1)This Form 3 is filed jointly by Cowen Inc., Cowen Financial Products LLC("Cowen Financial"), Cowen and Company, LLC ("Cowen and Company"), Cowen Holdings, Inc. ("Cowen Holdings") and RCG LV Pearl LLC ("RCG"), and collectively, the "Reporting Person"

Footnote F2

(2) Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purposes of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.

Footnote F3

(3)Represents securities owned directly by Cowen Financial. RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest herein.

Footnote F4

(4)Represents securities owned directly by Cowen and Company. Cowen Holdings is the sole member of Cowen and Company. RCG is the sole owner of Cowen Holdings. Cowen Inc. is the sole member of RCG. In such capacities, Cowen Holdings, RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen and Company, but disclaims beneficial ownership of the securities reported herein except to the extent of the pecuniary interest herein.

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