Brian Knaley - 10 May 2024 Form 4 Insider Report for Nuburu, Inc. (BURU)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 May 2024, 08:41:09 UTC
Prior SEC filing
03 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Knaley

Key filing fact

Brian Knaley filed Form 4 for Nuburu, Inc. (BURU) on 21 May 2024.

Key facts

  • This page summarizes Brian Knaley's Form 4 filing for Nuburu, Inc. (BURU).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 May 2024, 08:41.

Change

  • Previous filing in this sequence was filed on 03 Nov 2023.
  • Current net transaction value: +$246,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BURU transaction

Common Stock

Award

Transaction value
$246,000
Shares
+1,828,996
Change %
Price
$0.1345
Shares after
1,828,996
Date
10 May 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BURU transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+920,000
Change %
Price
$0.000000
Shares after
920,000
Date
10 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
920,000
Exercise price
$0.1345
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant.

Footnote F2

25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.

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