Brian Knaley - 01 Nov 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Reporting relationship: Chief Executive Officer
Issuer ticker: BURU
Reported as of: 01 Nov 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Nov 2023, 16:45:46 UTC
Prior SEC filing: 20 Jul 2023
Next SEC filing: 21 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Brian Knaley

Key filing fact

Brian Knaley filed Form 4 for Nuburu, Inc. (BURU) on 03 Nov 2023.

Key facts

This page summarizes Brian Knaley's Form 4 filing for Nuburu, Inc. (BURU).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 03 Nov 2023, 16:45.

Change

Previous filing in this sequence was filed on 20 Jul 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BURU transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +500,000
Change %
Price: $0.000000
Shares after: 500,000
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 500,000
Exercise price: $0.2890
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

25% of the shares subject to the option shall vest and become exercisable on the first anniversary of November 1, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.