Key facts
- This page summarizes ALEXANDER JOHN E's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 May 2024, 08:06.
ALEXANDER JOHN E - 14 May 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)
- Reporting relationship
- Director
- Issuer ticker
- TMP
- Reported as of
- 14 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 May 2024, 08:06:20 UTC
- Prior SEC filing
- 03 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/John E. Alexander
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
ALEXANDER JOHN E filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 15 May 2024.
Change
- Previous filing in this sequence was filed on 03 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 55,403
- Date
- 14 May 2024
- Ownership
- Direct
- Footnotes
- F1
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 677
- Date
- 14 May 2024
- Ownership
- By Spouse
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TMP
holding
Derivative
Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,434
- Date
- 14 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,434
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
ALEXANDER JOHN E is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Mr. Alexander's term as a director expired on May 14, 2024 and he is no longer a Section 16 insider.
Footnote F2
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.