Key facts
- This page summarizes Peter M. Carlson's Form 4 filing for Spectral AI, Inc. (MDAI).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 13 May 2024, 17:21.
Peter M. Carlson - 10 May 2024 Form 4 Insider Report for Spectral AI, Inc. (MDAI)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- MDAI
- Reported as of
- 10 May 2024
- Net transaction value
- +$51,175
- SEC form
- 4
- Accepted by SEC
- 13 May 2024, 17:21:07 UTC
- Prior SEC filing
- 30 May 2023
- Next SEC filing
- 24 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Peter Carlson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Peter M. Carlson filed Form 4 for Spectral AI, Inc. (MDAI) on 13 May 2024.
Change
- Previous filing in this sequence was filed on 30 May 2023.
- Current net transaction value: +$51,175.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MDAI
transaction
Common Stock
Award
- Transaction value
- $51,175
- Shares
- +29,411
- Change %
- Price
- $1.74
- Shares after
- 29,411
- Date
- 10 May 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MDAI
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,000
- Date
- 10 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $0.000000
- Footnotes
- F2
MDAI
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,000
- Date
- 10 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $0.000000
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F2
50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 1/3/2025, 33% vest on 1/3/2026, and the remainder vest on 1/3/2027. The remainder vest pursuant to certain performance-based metrics.
Footnote F3
50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.