Key facts
- This page summarizes Mary G. Puma's Form 4 filing for AXCELIS TECHNOLOGIES INC (ACLS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 13 May 2024, 16:15.
Mary G. Puma - 09 May 2024 Form 4 Insider Report for AXCELIS TECHNOLOGIES INC (ACLS)
- Reporting relationship
- EXECUTIVE CHAIRPERSON, Director
- Issuer ticker
- ACLS
- Reported as of
- 09 May 2024
- Net transaction value
- -$1,966,105
- SEC form
- 4
- Accepted by SEC
- 13 May 2024, 16:15:18 UTC
- Prior SEC filing
- 25 Mar 2024
- Next SEC filing
- 09 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lynnette C. Fallon, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mary G. Puma filed Form 4 for AXCELIS TECHNOLOGIES INC (ACLS) on 13 May 2024.
Change
- Previous filing in this sequence was filed on 25 Mar 2024.
- Current net transaction value: -$1,966,105.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ACLS
transaction
Common Stock
Tax liability
- Transaction value
- $1,966,105
- Shares
- -17,393
- Change %
- -7%
- Price
- $113.04
- Shares after
- 231,976
- Date
- 09 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
ACLS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,000
- Date
- 09 May 2024
- Ownership
- Held by Spouse
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Mary G. Puma is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.
Footnote F2
These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.
Footnote F3
Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.