Anita Sehgal - 08 May 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 May 2024, 17:00:23 UTC
Prior SEC filing
30 Apr 2024
Next SEC filing
11 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ ANITA SEHGAL

Key filing fact

Anita Sehgal filed Form 4 for ESCALADE INC (ESCA) on 10 May 2024.

Key facts

  • This page summarizes Anita Sehgal's Form 4 filing for ESCALADE INC (ESCA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 May 2024, 17:00.

Change

  • Previous filing in this sequence was filed on 30 Apr 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESCA transaction

Common Stock

Options Exercise

Transaction value
Shares
+5,300
Change %
+75%
Price
Shares after
12,329
Date
08 May 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ESCA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-5,300
Change %
-100%
Price
$0.000000*
Shares after
0
Date
08 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,300
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Anita Sehgal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Footnote F2

Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

Footnote F3

On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan. On May 8, 2024, the date of the reporting person's expiration of service as a director, as reported on this Form 4 all 5,300 RSUs vested and settled by action of the Escalade Compensation Committee and Board of Directors.

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