Key facts
- This page summarizes Daniel M. Dickinson's Form 4 filing for CATERPILLAR INC (CAT).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 08 May 2024, 06:00.
Daniel M. Dickinson - 06 May 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)
- Reporting relationship
- Director
- Issuer ticker
- CAT
- Reported as of
- 06 May 2024
- Net transaction value
- -$999,823
- SEC form
- 4
- Accepted by SEC
- 08 May 2024, 06:00:15 UTC
- Prior SEC filing
- 02 May 2024
- Next SEC filing
- 13 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Puza, POA for Daniel Dickinson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel M. Dickinson filed Form 4 for CATERPILLAR INC (CAT) on 08 May 2024.
Change
- Previous filing in this sequence was filed on 02 May 2024.
- Current net transaction value: -$999,823.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CAT
transaction
Derivative
Phantom Stock Units
Other
- Transaction value
- $999,823
- Shares
- -2,931
- Change %
- -17%
- Price
- $341.12
- Shares after
- 13,886
- Date
- 06 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,931
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Phantom Stock unit is equivalent to one share of Caterpillar Inc. common stock.
Footnote F2
Intra-plan transfer pursuant to the Director's Deferred Compensation Plan.
Footnote F3
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.