Key facts
- This page summarizes Lawrence D. McGovern's Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 06 May 2024, 16:44.
Lawrence D. McGovern - 02 May 2024 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)
- Reporting relationship
- EVP/CFO
- Issuer ticker
- HTBK
- Reported as of
- 02 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 May 2024, 16:44:01 UTC
- Prior SEC filing
- 12 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Debbie Reuter as Attorney in fact for Lawrence D. McGovern
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lawrence D. McGovern filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 06 May 2024.
Change
- Previous filing in this sequence was filed on 12 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTBK
transaction
Common Stock, No Par Value
Options Exercise
- Transaction value
- $0
- Shares
- +4,677
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 20,858
- Date
- 02 May 2024
- Ownership
- Direct
HTBK
transaction
Common Stock, No Par Value
Award
- Transaction value
- $0
- Shares
- +301
- Change %
- +1.4%
- Price
- $0.000000
- Shares after
- 21,159
- Date
- 02 May 2024
- Ownership
- Direct
- Footnotes
- F1
HTBK
holding
Common Stock, No Par Value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,980
- Date
- 02 May 2024
- Ownership
- Indirect by IRA
HTBK
holding
Common Stock, No Par Value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 113,550
- Date
- 02 May 2024
- Ownership
- Indirect by Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HTBK
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -4,677
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 9,354
- Date
- 02 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 4,677
- Exercise price
- $0.000000
- Footnotes
- F2
HTBK
holding
Derivative
Performance-Based Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,031
- Date
- 02 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 14,031
- Exercise price
- $0.000000
HTBK
holding
Derivative
Performance-Based Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,778
- Date
- 02 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 17,778
- Exercise price
- $0.000000
HTBK
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,779
- Date
- 02 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 17,779
- Exercise price
- $0.000000
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person acquired 301 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant.
Footnote F2
The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date.