Key facts
- This page summarizes James Colquhoun's Form 4 filing for GAIA, INC (GAIA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 23 Apr 2024, 17:16.
James Colquhoun - 20 Apr 2024 Form 4 Insider Report for GAIA, INC (GAIA)
- Reporting relationship
- CEO, Director
- Issuer ticker
- GAIA
- Reported as of
- 20 Apr 2024
- Net transaction value
- +$50,819
- SEC form
- 4
- Accepted by SEC
- 23 Apr 2024, 17:16:14 UTC
- Prior SEC filing
- 26 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Ned Preston Attorney-in-Fact for James Colquhoun
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Colquhoun filed Form 4 for GAIA, INC (GAIA) on 23 Apr 2024.
Change
- Previous filing in this sequence was filed on 26 Jun 2023.
- Current net transaction value: +$50,819.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GAIA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $50,819
- Shares
- +12,931
- Change %
- +1.3%
- Price
- $3.93
- Shares after
- 1,033,203
- Date
- 20 Apr 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GAIA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,931
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Apr 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,033,203
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Footnote F2
The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.