James Colquhoun - 22 Jun 2023 Form 4 Insider Report for GAIA, INC (GAIA)

Role: Chief Operating Officer, Director
Signature: Paul Tarell Attorney in Fact for James Colquhoun
Issuer symbol: GAIA
Transactions as of: 22 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 26 Jun 2023, 17:20:48 UTC
Previous filing: 24 Apr 2023
Next filing: 23 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GAIA	Class A Common Stock	Other		+136,490	+15%		1,020,272	26 Jun 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GAIA	Restricted Stock Unit	Award	$0	+162,001		$0.000000	162,001	22 Jun 2023	Class A Common Stock	162,001		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Issued as consideration for acquiring ownership rights to a library of media assets.
F2	Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
F3	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4	The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.