Brad Berman - 15 Apr 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Apr 2024, 17:59:56 UTC
Prior SEC filing
29 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brad Berman

Key filing fact

Brad Berman filed Form 4 for Sow Good Inc. (SOWG) on 17 Apr 2024.

Key facts

  • This page summarizes Brad Berman's Form 4 filing for Sow Good Inc. (SOWG).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 Apr 2024, 17:59.

Change

  • Previous filing in this sequence was filed on 29 Mar 2024.
  • Current net transaction value: +$62,500.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOWG transaction

Common Stock

Options Exercise

Transaction value
$62,500
Shares
+25,000
Change %
+60%
Price
$2.50*
Shares after
66,636
Date
15 Apr 2024
Ownership
By Trust
Footnotes
F1
SOWG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
252,935
Date
15 Apr 2024
Ownership
Direct
SOWG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,195
Date
15 Apr 2024
Ownership
By Spouse
Footnotes
F2
SOWG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,735
Date
15 Apr 2024
Ownership
By Children's Irrevocable Trust
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOWG transaction Derivative

Warrant (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Apr 2024
Ownership
By Trust
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$2.50
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Shares held by the Bradley Berman Irrevocable Trust for which Mr. Bradley Berman is a trustee and holds a pecuniary interest.

Footnote F2

Shares held by the spouse of Mr. Berman.

Footnote F3

Shares held by the following children's trusts, for which Mr. Berman is a trustee: 2003 CMB Irrevocable Trust; 2003 PAB Irrevocable Trust; 2005 DSB Irrevocable Trust; 2006 TAB Irrevocable Trust; 2006 KRB Irrevocable Trust; 2008 MEB Irrevocable Trust and 2010 ARB Irrevocable Trust.

Footnote F4

Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

Footnote F5

Warrants purchased by the Bradley Berman Irrevocable Trust of which Mr. Berman is the trustee.

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