Key facts
- This page summarizes Clarence E. Smith's Form 4 filing for ProtoKinetix, Inc. (PKTX).
- 2 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 15 Apr 2024, 21:45.
Clarence E. Smith - 20 Mar 2024 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)
- Reporting relationship
- President & CEO, Director, 10%+ Owner
- Issuer ticker
- PKTX
- Reported as of
- 20 Mar 2024
- Net transaction value
- +$35,000
- SEC form
- 4
- Accepted by SEC
- 15 Apr 2024, 21:45:06 UTC
- Prior SEC filing
- 28 Dec 2023
- Next SEC filing
- 17 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Clarence E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Clarence E. Smith filed Form 4 for ProtoKinetix, Inc. (PKTX) on 15 Apr 2024.
Change
- Previous filing in this sequence was filed on 28 Dec 2023.
- Current net transaction value: +$35,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PKTX
transaction
Common Stock
Purchase
- Transaction value
- $10,000
- Shares
- +666,667
- Change %
- +1.1%
- Price
- $0.0150
- Shares after
- 59,214,444
- Date
- 20 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
PKTX
transaction
Common Stock
Purchase
- Transaction value
- $25,000
- Shares
- +2,500,000
- Change %
- +4.2%
- Price
- $0.0100
- Shares after
- 61,714,444
- Date
- 29 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
PKTX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,572,649
- Date
- 20 Mar 2024
- Ownership
- See Footnote
- Footnotes
- F2
PKTX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,850,000
- Date
- 20 Mar 2024
- Ownership
- See Footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PKTX
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,600,000
- Date
- 20 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,600,000
- Exercise price
- $0.0280
- Footnotes
- F4
PKTX
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,750,000
- Date
- 20 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,750,000
- Exercise price
- $0.0280
- Footnotes
- F4
PKTX
holding
Derivative
Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 600,000
- Date
- 20 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 600,000
- Exercise price
- $0.0500
PKTX
holding
Derivative
Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000,000
- Date
- 20 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- $0.0500
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Shares purchased in private placement of the Company.
Footnote F2
Shares held by the Clarence E. Smith Trusts.
Footnote F3
Shares held by Mr. Smith's retirement account.
Footnote F4
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan.