(CHTR)

Reporting relationship: Senior Executive VicePresident
Issuer ticker: CHTR
Reported as of: 17 Jan 2023
Net transaction value: -$234,800
SEC form: 4
Accepted by SEC: 19 Jan 2023, 15:14:39 UTC
Prior SEC filing: 20 Jan 2022
Next SEC filing: 04 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/Jennifer A. Smith as attorney-in-fact for David Ellen

Key filing fact

David Ellen filed Form 4 for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) on 19 Jan 2023.

Key facts

This page summarizes David Ellen's Form 4 filing for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 19 Jan 2023, 15:14.

Change

Previous filing in this sequence was filed on 20 Jan 2022.
Current net transaction value: -$234,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHTR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +1,465
Change %: +12%
Price
Shares after: 13,892
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F1, F2

CHTR transaction

Class A Common Stock

Tax liability

Transaction value: $234,800
Shares: -607
Change %: -4.4%
Price: $386.82
Shares after: 13,285
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CHTR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,465
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 17 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,465
Exercise price
Footnotes: F1, F2

CHTR transaction Derivative

Stock Options

Award

Transaction value: $0
Shares: +36,374
Change %
Price: $0.000000
Shares after: 36,374
Date: 17 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 36,374
Exercise price: $387.38
Footnotes: F4

CHTR transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +1,420
Change %
Price: $0.000000
Shares after: 1,420
Date: 17 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,420
Exercise price
Footnotes: F2, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

Footnote F2

Restricted Stock Unit grant - price and expiration date not applicable.

Footnote F3

Withholding of securities for the purpose of paying taxes.

Footnote F4

Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Footnote F5

Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.