David Ellen - Nov 30, 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: Executive Advisor
Signature: /s/Jennifer A. Smith as attorney-in-fact for David Ellen
Stock symbol: CHTR
Transactions as of: Nov 30, 2023
Transactions value $: -$393,495
Form type: 4
Date filed: 12/4/2023, 04:23 PM
Previous filing: Jan 19, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Options Exercise		+765	+5.76%		14.1K	Nov 30, 2023	Direct	F1, F2
transaction	CHTR	Class A Common Stock	Tax liability	-$169K	-424	-3.02%	$397.47	13.6K	Nov 30, 2023	Direct	F3
transaction	CHTR	Class A Common Stock	Options Exercise		+29	+0.21%		13.7K	Nov 30, 2023	Direct	F2, F4
transaction	CHTR	Class A Common Stock	Tax liability	-$6.76K	-17	-0.12%	$397.47	13.6K	Nov 30, 2023	Direct	F3
transaction	CHTR	Class A Common Stock	Options Exercise		+580	+4.25%		14.2K	Nov 30, 2023	Direct	F2, F5
transaction	CHTR	Class A Common Stock	Tax liability	-$128K	-321	-2.26%	$397.47	13.9K	Nov 30, 2023	Direct	F3
transaction	CHTR	Class A Common Stock	Options Exercise		+411	+2.96%		14.3K	Nov 30, 2023	Direct	F2, F6
transaction	CHTR	Class A Common Stock	Tax liability	-$90.6K	-228	-1.59%	$397.47	14.1K	Nov 30, 2023	Direct	F3

Showing 1 to 8 of 8 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Restricted Stock Units	Options Exercise	$0	-765	-100%	$0.00^*	0	Nov 30, 2023	Class A Common Stock	765		Direct	F1, F2
transaction	CHTR	Restricted Stock Units	Options Exercise	$0	-29	-100%	$0.00^*	0	Nov 30, 2023	Class A Common Stock	29		Direct	F2, F4
transaction	CHTR	Restricted Stock Units	Options Exercise	$0	-580	-100%	$0.00^*	0	Nov 30, 2023	Class A Common Stock	580		Direct	F2, F5
transaction	CHTR	Restricted Stock Units	Options Exercise	$0	-411	-100%	$0.00^*	0	Nov 30, 2023	Class A Common Stock	411		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David Ellen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.
F2	Restricted Stock Unit grant - price and expiration date not applicable.
F3	Withholding of securities for the purpose of paying taxes.
F4	Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.
F5	Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.
F6	Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.