David Ellen - 30 Nov 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Executive Advisor
Signature
/s/Jennifer A. Smith as attorney-in-fact for David Ellen
Issuer symbol
CHTR
Transactions as of
30 Nov 2023
Net transactions value
-$393,495
Form type
4
Filing time
04 Dec 2023, 16:23:24 UTC
Previous filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise +765 +5.8% 14,050 30 Nov 2023 Direct F1, F2
transaction CHTR Class A Common Stock Tax liability $168,527 -424 -3% $397.47 13,626 30 Nov 2023 Direct F3
transaction CHTR Class A Common Stock Options Exercise +29 +0.21% 13,655 30 Nov 2023 Direct F2, F4
transaction CHTR Class A Common Stock Tax liability $6,757 -17 -0.12% $397.47 13,638 30 Nov 2023 Direct F3
transaction CHTR Class A Common Stock Options Exercise +580 +4.3% 14,218 30 Nov 2023 Direct F2, F5
transaction CHTR Class A Common Stock Tax liability $127,588 -321 -2.3% $397.47 13,897 30 Nov 2023 Direct F3
transaction CHTR Class A Common Stock Options Exercise +411 +3% 14,308 30 Nov 2023 Direct F2, F6
transaction CHTR Class A Common Stock Tax liability $90,623 -228 -1.6% $397.47 14,080 30 Nov 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Restricted Stock Units Options Exercise $0 -765 -100% $0.000000* 0 30 Nov 2023 Class A Common Stock 765 Direct F1, F2
transaction CHTR Restricted Stock Units Options Exercise $0 -29 -100% $0.000000* 0 30 Nov 2023 Class A Common Stock 29 Direct F2, F4
transaction CHTR Restricted Stock Units Options Exercise $0 -580 -100% $0.000000* 0 30 Nov 2023 Class A Common Stock 580 Direct F2, F5
transaction CHTR Restricted Stock Units Options Exercise $0 -411 -100% $0.000000* 0 30 Nov 2023 Class A Common Stock 411 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David Ellen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.
F2 Restricted Stock Unit grant - price and expiration date not applicable.
F3 Withholding of securities for the purpose of paying taxes.
F4 Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.
F5 Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.
F6 Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.