Key facts
- This page summarizes John Bickham's Form 4 filing for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Sep 2021, 16:21.
John Bickham - 02 Sep 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
- Reporting relationship
- President and COO
- Issuer ticker
- CHTR
- Reported as of
- 02 Sep 2021
- Net transaction value
- -$14,002,967
- SEC form
- 4
- Accepted by SEC
- 07 Sep 2021, 16:21:11 UTC
- Prior SEC filing
- 21 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/Daniel J. Bollinger as attorney-in-fact for John Bickham
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John Bickham filed Form 4 for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) on 07 Sep 2021.
Change
- Previous filing in this sequence was filed on 21 Jun 2021.
- Current net transaction value: -$14,002,967.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CHTR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $5,088,704
- Shares
- +23,000
- Change %
- +74%
- Price
- $221.25
- Shares after
- 54,130
- Date
- 02 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2
CHTR
transaction
Class A Common Stock
Tax liability
- Transaction value
- $11,525,835
- Shares
- -13,968
- Change %
- -26%
- Price
- $825.16
- Shares after
- 40,162
- Date
- 02 Sep 2021
- Ownership
- Direct
- Footnotes
- F2, F3
CHTR
transaction
Class A Common Stock
Sale
- Transaction value
- $7,445,057
- Shares
- -9,032
- Change %
- -22%
- Price
- $824.30
- Shares after
- 31,130
- Date
- 02 Sep 2021
- Ownership
- Direct
- Footnotes
- F2, F4, F5
CHTR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $44,250
- Shares
- +200
- Change %
- Price
- $221.25
- Shares after
- 200
- Date
- 02 Sep 2021
- Ownership
- By The Bickham Family 2016 Irrevocable Trust
- Footnotes
- F1
CHTR
transaction
Class A Common Stock
Sale
- Transaction value
- $165,029
- Shares
- -200
- Change %
- -100%
- Price
- $825.14
- Shares after
- 0
- Date
- 02 Sep 2021
- Ownership
- By The Bickham Family 2016 Irrevocable Trust
- Footnotes
- F4, F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CHTR
transaction
Derivative
Stock Options
Options Exercise
- Transaction value
- $0
- Shares
- -23,000
- Change %
- -29%
- Price
- $0.000000
- Shares after
- 55,364
- Date
- 02 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 23,000
- Exercise price
- $221.25
- Footnotes
- F1
CHTR
transaction
Derivative
Stock Options
Options Exercise
- Transaction value
- $0
- Shares
- -200
- Change %
- -0.1%
- Price
- $0.000000
- Shares after
- 195,710
- Date
- 03 Sep 2021
- Ownership
- By The Bickham Family 2016 Irrevocable Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 200
- Exercise price
- $221.25
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
Footnote F2
Includes shares held jointly with Kathy L. Bickham.
Footnote F3
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Footnote F4
Shares sold pursuant to a 10b5-1 plan.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $823.250 to $824.84, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.