John Bickham - Jun 17, 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
President and COO
Signature
/s/Daniel J. Bollinger as attorney-in-fact for John Bickham
Stock symbol
CHTR
Transactions as of
Jun 17, 2021
Transactions value $
$96,942
Form type
4
Date filed
6/21/2021, 04:13 PM
Next filing
Sep 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise $15.1M +21.8K +69.93% $691.87 52.9K Jun 17, 2021 Direct F1, F2
transaction CHTR Class A Common Stock Tax liability -$6.98M -10.1K -19.07% $691.87 42.8K Jun 17, 2021 Direct F2, F3
transaction CHTR Class A Common Stock Options Exercise $3.48M +5.03K +11.74% $691.87 47.8K Jun 17, 2021 Direct F2, F4
transaction CHTR Class A Common Stock Tax liability -$1.61M -2.33K -4.87% $691.87 45.5K Jun 17, 2021 Direct F2, F3
transaction CHTR Class A Common Stock Sale -$9.85M -14.4K -31.59% $685.13 31.1K Jun 17, 2021 Direct F2, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Restricted Stock Units Options Exercise $0 -21.8K -100% $0.00* 0 Jun 17, 2021 Class A Common Stock 21.8K Direct F1, F7
transaction CHTR Restricted Stock Units Options Exercise $0 -5.03K -100% $0.00* 0 Jun 17, 2021 Class A Common Stock 5.03K Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.
F2 Includes shares held jointly with Kathy L. Bickham.
F3 Withholding of securities for the purpose of paying taxes.
F4 Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of 6/17/2016 subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.
F5 Shares sold pursuant to a 10b5-1 plan.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $680.41 to $690.22, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 Restricted Stock Units convert into common stock on a one-for-one basis.