Key facts
- This page summarizes Robert M. Mauldin III's Form 4 filing for CITIZENS, INC. (CIA).
- 8 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 02 Apr 2024, 17:40.
Robert M. Mauldin III - 28 Mar 2024 Form 4 Insider Report for CITIZENS, INC. (CIA)
- Reporting relationship
- VP, Chief Marketing Officer
- Issuer ticker
- CIA
- Reported as of
- 28 Mar 2024
- Net transaction value
- -$11,682
- SEC form
- 4
- Accepted by SEC
- 02 Apr 2024, 17:40:51 UTC
- Prior SEC filing
- 31 Jan 2024
- Next SEC filing
- 01 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/Robert M. Maudlin III
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert M. Mauldin III filed Form 4 for CITIZENS, INC. (CIA) on 02 Apr 2024.
Change
- Previous filing in this sequence was filed on 31 Jan 2024.
- Current net transaction value: -$11,682.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CIA
transaction
Citizens, Inc. Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +6,187
- Change %
- +7.5%
- Price
- Shares after
- 88,976
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
CIA
transaction
Citizens, Inc. Class A Common Stock
Tax liability
- Transaction value
- $3,835
- Shares
- -1,792
- Change %
- -2%
- Price
- $2.14
- Shares after
- 87,184
- Date
- 31 Mar 2024
- Ownership
- Direct
CIA
transaction
Citizens, Inc. Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +12,668
- Change %
- +15%
- Price
- Shares after
- 99,852
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
CIA
transaction
Citizens, Inc. Class A Common Stock
Tax liability
- Transaction value
- $7,847
- Shares
- -3,667
- Change %
- -3.7%
- Price
- $2.14
- Shares after
- 96,185
- Date
- 31 Mar 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CIA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,187
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 6,187
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,187
- Exercise price
- Footnotes
- F1, F2
CIA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,688
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 25,317
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,688
- Exercise price
- Footnotes
- F1, F3
CIA
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +57,391
- Change %
- Price
- $0.000000
- Shares after
- 57,391
- Date
- 28 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 57,391
- Exercise price
- Footnotes
- F1, F4
CIA
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +32,710
- Change %
- Price
- $0.000000
- Shares after
- 32,710
- Date
- 28 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 32,710
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.
Footnote F2
On March 31, 2022, the reporting person was granted an award of restricted stock units (RSUs), vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2023) and the second anniversary of the date of the grant (March 31, 2024) and the third anniversary of the date of the grant (March 31, 2025).
Footnote F3
On March 31, 2023, the reporting person was granted an award of RSUs, vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2024) and the second anniversary of the date of the grant (March 31, 2025) and the third anniversary of the date of the grant (March 31, 2026).
Footnote F4
On March 28, 2024, the reporting person was granted an award of restricted stock units (RSUs) under the Citizens, Inc. Omnibus Incentive Plan for 2023 pay-for-performance. The RSUs vest in three equal annual installments on the first anniversary of the date of the grant (March 28, 2025) and the second anniversary of the date of the grant (March 28, 2026) and the third anniversary of the date of the grant (March 28, 2027).
Footnote F5
On March 28, 2024, the reporting person was granted an award of RSUs under the Citizens, Inc. Omnibus Incentive Plan for 2024 long-term incentive. The RSUs vest in three equal annual installments on the first anniversary of the date of the grant (March 28, 2025) and the second anniversary of the date of the grant (March 28, 2026) and the third anniversary of the date of the grant (March 28, 2027).