Daniel R. Phillips - 19 Mar 2024 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Reporting relationship
Senior Vice President
Issuer ticker
PBHC
Reported as of
19 Mar 2024
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Mar 2024, 16:14:39 UTC
Prior SEC filing
15 Sep 2023
Next SEC filing
19 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James A. Dowd POA for Daniel R. Phillips

Key filing fact

Daniel R. Phillips filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 19 Mar 2024.

Key facts

  • This page summarizes Daniel R. Phillips's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 19 Mar 2024, 16:14.

Change

  • Previous filing in this sequence was filed on 15 Sep 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
21,272
Date
19 Mar 2024
Ownership
Direct
PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,408
Date
19 Mar 2024
Ownership
By ESOP
Footnotes
F1
PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,021
Date
19 Mar 2024
Ownership
By 401(k)
PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
730
Date
19 Mar 2024
Ownership
POA for spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PBHC holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,237
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,237
Exercise price
$10.81
PBHC holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,816
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,816
Exercise price
$11.35
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Reflects ESOP shares allocated March 2024.

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