Key facts
- This page summarizes David Maisel's Form 4 filing for GAIA, INC (GAIA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 24 Apr 2023, 17:14.
David Maisel - 20 Apr 2022 Form 4 Insider Report for GAIA, INC (GAIA)
- Reporting relationship
- Director
- Issuer ticker
- GAIA
- Reported as of
- 20 Apr 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Apr 2023, 17:14:29 UTC
- Next SEC filing
- 27 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /S/ Paul Tarell Attorney-In-Fact for David Maisel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David Maisel filed Form 4 for GAIA, INC (GAIA) on 24 Apr 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GAIA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +8,488
- Change %
- +14%
- Price
- Shares after
- 71,245
- Date
- 20 Apr 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GAIA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,488
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David Maisel is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units were converted into common stock on a one-for-one basis
Footnote F2
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Footnote F3
The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.