DAVID MAISEL - 28 Apr 2022 Form 4/A - Amendment Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/S/ Paul Tarell Attorney-In-Fact for David Maisel
Issuer symbol
GAIA
Transactions as of
28 Apr 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
27 Feb 2023, 15:10:19 UTC
Date Of Original Report
02 May 2022
Previous filing
24 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +3,575 +6% 62,757 28 Apr 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -3,575 -100% $0.000000* 0 28 Apr 2022 Class A Common Stock 3,575 Direct F3, F4
transaction GAIA Restricted Stock Units Award $0 +8,488 $0.000000 8,488 28 Apr 2022 Class A Common Stock 8,488 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Form 4 as originally filed on 5/2/2022 incorrectly reported 162,757 due to a data entry error.
F3 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4 The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F5 The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Remarks:

Amended form being filed to correct a typographical error in Table I, Field 5 on the original filing which misreported the amount of securities beneficially owned following the transactions being reported.