Scott J. Branch - 13 Mar 2024 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Mar 2024, 08:51:45 UTC
Prior SEC filing
09 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Scott J. Branch

Key filing fact

Scott J. Branch filed Form 4 for StoneX Group Inc. (SNEX) on 15 Mar 2024.

Key facts

  • This page summarizes Scott J. Branch's Form 4 filing for StoneX Group Inc. (SNEX).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Mar 2024, 08:51.

Change

  • Previous filing in this sequence was filed on 09 Feb 2024.
  • Current net transaction value: -$504,697.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SNEX transaction

Common Stock

Sale

Transaction value
$504,697
Shares
-7,500
Change %
-1.4%
Price
$67.29
Shares after
512,434
Date
13 Mar 2024
Ownership
By Trust
Footnotes
F1
SNEX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,277
Date
13 Mar 2024
Ownership
Direct
SNEX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
564,000
Date
13 Mar 2024
Ownership
By Spouse
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Scott J. Branch is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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