Scott J. Branch - Feb 7, 2024 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Director
Signature
Scott J. Branch
Stock symbol
SNEX
Transactions as of
Feb 7, 2024
Transactions value $
-$479,005
Form type
4
Date filed
2/9/2024, 04:37 PM
Previous filing
Jan 9, 2024
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Sale -$479K -7.5K -1.42% $63.87 520K Feb 7, 2024 By Trust F1
holding SNEX Common Stock 9.28K Feb 7, 2024 Direct
holding SNEX Common Stock 564K Feb 7, 2024 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.