Kim Homenock - 14 Mar 2024 Form 4 Insider Report for STEM, INC. (STEM)

Reporting relationship: Chief People Officer
Issuer ticker: STEM
Reported as of: 14 Mar 2024
Net transaction value: +$44,160
SEC form: 4
Accepted by SEC: 18 Mar 2024, 17:16:03 UTC
Prior SEC filing: 12 Mar 2024
Next SEC filing: 28 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Chen Zhang, attorney-in-fact

Key filing fact

Kim Homenock filed Form 4 for STEM, INC. (STEM) on 18 Mar 2024.

Key facts

This page summarizes Kim Homenock's Form 4 filing for STEM, INC. (STEM).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 18 Mar 2024, 17:16.

Change

Previous filing in this sequence was filed on 12 Mar 2024.
Current net transaction value: +$44,160.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STEM transaction

Common Stock, Par Value $0.0001 Per Share

Options Exercise

Transaction value: $0
Shares: +16,689
Change %: +14%
Price: $0.000000
Shares after: 137,989
Date: 14 Mar 2024
Ownership: Direct

STEM transaction

Common Stock, Par Value $0.0001 Per Share

Purchase

Transaction value: $44,160
Shares: +24,000
Change %: +17%
Price: $1.84
Shares after: 161,989
Date: 15 Mar 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STEM transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -16,689
Change %: -17%
Price: $0.000000
Shares after: 79,221
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 16,689
Exercise price: $0.000000
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.

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