Stephen Arcana - 12 Mar 2021 Form 4/A Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Reporting relationship: EVP and COO
Issuer ticker: GDEN
Reported as of: 12 Mar 2021
Net transaction value: -$1,019,790
SEC form: 4/A
Accepted by SEC: 15 Mar 2024, 20:46:05 UTC
Original report date: 12 Mar 2021
Next SEC filing: 27 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ Charles H. Protell, attorney-in-fact

Key filing fact

Stephen Arcana filed Form 4/A for GOLDEN ENTERTAINMENT, INC. (GDEN) on 15 Mar 2024.

Key facts

This page summarizes Stephen Arcana's Form 4/A filing for GOLDEN ENTERTAINMENT, INC. (GDEN).
18 reported transactions and 12 derivative rows are listed below.
Accepted by SEC: 15 Mar 2024, 20:46.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$1,019,790.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GDEN transaction

Common Stock

Options Exercise

Transaction value
Shares: +8,159
Change %: +6.2%
Price
Shares after: 140,160
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F1, F2

GDEN transaction

Common Stock

Options Exercise

Transaction value
Shares: +48,953
Change %: +35%
Price
Shares after: 189,113
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F1

GDEN transaction

Common Stock

Options Exercise

Transaction value
Shares: +6,672
Change %: +3.5%
Price
Shares after: 195,785
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F1

GDEN transaction

Common Stock

Options Exercise

Transaction value
Shares: +5,158
Change %: +2.6%
Price
Shares after: 200,943
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F1

GDEN transaction

Common Stock

Options Exercise

Transaction value
Shares: +7,026
Change %: +3.5%
Price
Shares after: 207,969
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F1

GDEN transaction

Common Stock

Tax liability

Transaction value: $1,019,790
Shares: -29,941
Change %: -14%
Price: $34.06
Shares after: 178,028
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +8,159
Change %
Price: $0.000000
Shares after: 8,159
Date: 12 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,159
Exercise price
Footnotes: F4, F5

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +48,953
Change %
Price: $0.000000
Shares after: 48,953
Date: 11 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 48,953
Exercise price
Footnotes: F4, F6

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +6,672
Change %
Price: $0.000000
Shares after: 6,672
Date: 12 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,672
Exercise price
Footnotes: F4, F5

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +10,317
Change %
Price: $0.000000
Shares after: 10,317
Date: 11 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,317
Exercise price
Footnotes: F4, F7

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +21,082
Change %
Price: $0.000000
Shares after: 21,082
Date: 14 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,082
Exercise price
Footnotes: F4, F8

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +13,866
Change %
Price: $0.000000
Shares after: 13,866
Date: 14 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,866
Exercise price
Footnotes: F4, F9

GDEN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +14,610
Change %
Price: $0.000000
Shares after: 14,610
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 14,610
Exercise price
Footnotes: F4, F10

GDEN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -8,159
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,159
Exercise price
Footnotes: F4, F5

GDEN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -48,953
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 48,953
Exercise price
Footnotes: F4, F6

GDEN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,672
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,672
Exercise price
Footnotes: F4, F5

GDEN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -5,158
Change %: -50%
Price: $0.000000
Shares after: 5,159
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,158
Exercise price
Footnotes: F4, F7

GDEN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -7,026
Change %: -33%
Price: $0.000000
Shares after: 14,055
Date: 14 Mar 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,026
Exercise price
Footnotes: F4, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.

Footnote F3

In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of common stock.

Footnote F5

Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.

Footnote F6

Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.

Footnote F7

Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.

Footnote F8

Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.

Footnote F9

Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.

Footnote F10

Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.