Stephen Arcana - Aug 25, 2021 Form 4 Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
EVP and COO
Signature
/s/ Charles H. Protell, attorney-in-fact
Stock symbol
GDEN
Transactions as of
Aug 25, 2021
Transactions value $
-$3,171,670
Form type
4
Date filed
8/27/2021, 07:04 PM
Previous filing
Mar 15, 2024
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise $514K +70K +36.66% $7.34* 261K Aug 25, 2021 Direct
transaction GDEN Common Stock Tax liability -$1.78M -36.6K -14.04% $48.68 224K Aug 25, 2021 Direct
transaction GDEN Common Stock Sale -$992K -18.8K -8.36% $52.91 206K Aug 25, 2021 Direct F1
transaction GDEN Common Stock Sale -$910K -17.3K -8.44% $52.47 188K Aug 26, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Stock Option Options Exercise $0 +70K +233.33% $0.00 100K Aug 25, 2021 Common Stock 70K $7.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.56 to $53.63. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.58 to $53.34. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4.
F3 The options, representing a right to purchase a total of 220,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares of on the last day of each one month period following 08/27/16.