Michael L. Levitz - 11 Mar 2024 Form 4 Insider Report for Anika Therapeutics, Inc. (ANIK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Mar 2024, 20:01:28 UTC
Prior SEC filing
11 Aug 2023
Next SEC filing
19 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael L. Levitz

Key filing fact

Michael L. Levitz filed Form 4 for Anika Therapeutics, Inc. (ANIK) on 12 Mar 2024.

Key facts

  • This page summarizes Michael L. Levitz's Form 4 filing for Anika Therapeutics, Inc. (ANIK).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 12 Mar 2024, 20:01.

Change

  • Previous filing in this sequence was filed on 11 Aug 2023.
  • Current net transaction value: -$144,284.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANIK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,438
Change %
+13%
Price
$0.000000
Shares after
37,830
Date
11 Mar 2024
Ownership
Direct
Footnotes
F1, F2
ANIK transaction

Common Stock

Tax liability

Transaction value
$33,122
Shares
-1,303
Change %
-3.4%
Price
$25.42
Shares after
36,527
Date
11 Mar 2024
Ownership
Direct
Footnotes
F3, F4
ANIK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+5,875
Change %
+16%
Price
$0.000000
Shares after
42,402
Date
11 Mar 2024
Ownership
Direct
Footnotes
F5
ANIK transaction

Common Stock

Tax liability

Transaction value
$43,850
Shares
-1,725
Change %
-4.1%
Price
$25.42
Shares after
40,677
Date
11 Mar 2024
Ownership
Direct
Footnotes
F4, F6
ANIK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+8,888
Change %
+22%
Price
$0.000000
Shares after
49,565
Date
11 Mar 2024
Ownership
Direct
Footnotes
F7
ANIK transaction

Common Stock

Tax liability

Transaction value
$67,312
Shares
-2,610
Change %
-5.3%
Price
$25.79
Shares after
46,955
Date
11 Mar 2024
Ownership
Direct
Footnotes
F8, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANIK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-4,438
Change %
-100%
Price
$0.000000*
Shares after
0
Date
11 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,438
Exercise price
$0.000000
Footnotes
F10
ANIK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-5,875
Change %
-33%
Price
$0.000000
Shares after
11,749
Date
11 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,875
Exercise price
$0.000000
Footnotes
F11
ANIK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-8,888
Change %
-50%
Price
$0.000000
Shares after
8,888
Date
11 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,888
Exercise price
$0.000000
Footnotes
F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Reflects the third and final vesting installment of Restricted Stock Units (RSUs) granted on March 9, 2021.

Footnote F2

Includes 160 shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan on November 14, 2023.

Footnote F3

Reflects an aggregate of 1,303 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024.

Footnote F4

Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations.

Footnote F5

Reflects the first vesting installment of RSUs granted on March 9, 2023.

Footnote F6

Reflects an aggregate of 1,725 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024.

Footnote F7

Reflects the second vesting installment of RSUs granted on March 11, 2022.

Footnote F8

Reflects an aggregate of 2,610 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 11, 2024.

Footnote F9

Reflects the closing price of ANIK common stock on March 11, 2024, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

Footnote F10

Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2022.

Footnote F11

Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024.

Footnote F12

Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 11, 2023.

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