Michael L. Levitz - 10 Aug 2023 Form 4 Insider Report for Anika Therapeutics, Inc. (ANIK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Aug 2023, 16:30:46 UTC
Prior SEC filing
14 Mar 2023
Next SEC filing
12 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael L. Levitz

Key filing fact

Michael L. Levitz filed Form 4 for Anika Therapeutics, Inc. (ANIK) on 11 Aug 2023.

Key facts

  • This page summarizes Michael L. Levitz's Form 4 filing for Anika Therapeutics, Inc. (ANIK).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Aug 2023, 16:30.

Change

  • Previous filing in this sequence was filed on 14 Mar 2023.
  • Current net transaction value: -$21,051.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANIK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,859
Change %
+13%
Price
$0.000000
Shares after
34,365
Date
10 Aug 2023
Ownership
Direct
Footnotes
F1, F2
ANIK transaction

Common Stock

Tax liability

Transaction value
$21,051
Shares
-1,133
Change %
-3.3%
Price
$18.58
Shares after
33,232
Date
10 Aug 2023
Ownership
Direct
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANIK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-3,859
Change %
-100%
Price
$0.000000*
Shares after
0
Date
10 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,859
Exercise price
$0.000000
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Reflects the third and final vesting installment of Restricted Stock Units (RSUs) granted on August 10, 2020.

Footnote F2

Includes 668 shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan on May 12, 2023.

Footnote F3

Reflects an aggregate of 1,133 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on August 10, 2023.

Footnote F4

Reflects the closing price of ANIK common stock on August 10, 2023, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.

Footnote F5

Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning August 10, 2021.

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