Kunal Sinha - 29 Dec 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
29 Dec 2023, 16:53:49 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Kunal Sinha

Key filing fact

Kunal Sinha filed Form 3 for Li-Cycle Holdings Corp. (LICYF) on 29 Dec 2023.

Key facts

  • This page summarizes Kunal Sinha's Form 3 filing for Li-Cycle Holdings Corp. (LICYF).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Dec 2023, 16:53.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

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Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
59,385
Date
29 Dec 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 41,313 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. The reporting person is the Head of Recycling at Glencore plc (collectively with its subsidiaries, "Glencore") and holds the securities for the benefit of Glencore, and may, after vesting, if applicable, transfer the securities directly to Glencore.

Footnote F2

The filing of this statement shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. The reporting person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

SEC remarks

Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).

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