Richard Storrie - 29 Dec 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
29 Dec 2023, 16:48:48 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Richard Storrie

Key filing fact

Richard Storrie filed Form 3 for Li-Cycle Holdings Corp. (LICYF) on 29 Dec 2023.

Key facts

  • This page summarizes Richard Storrie's Form 3 filing for Li-Cycle Holdings Corp. (LICYF).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 29 Dec 2023, 16:48.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
121,692
Date
29 Dec 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LICY holding Derivative

Employee Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Dec 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
176,857
Exercise price
$7.58
Footnotes
F2
LICY holding Derivative

Employee Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Dec 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
4,542
Exercise price
$7.11
Footnotes
F3
LICY holding Derivative

Employee Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Dec 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
50,639
Exercise price
$5.77
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes 104,991 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.

Footnote F2

The stock option became exercisable as to 58,952 common shares on January 31, 2023. The stock option becomes exercisable as to 58,953 common shares on January 31, 2024 and 58,952 common shares on January 31, 2025.

Footnote F3

The stock option became exercisable as to 1,514 common shares on September 13, 2023. The stock option becomes exercisable as to 1,514 common shares on September 13, 2024 and 1,514 common shares on September 13, 2025.

Footnote F4

The stock option becomes exercisable as to 16,880 common shares on January 27, 2024, 16,879 common shares on January 27, 2025 and 16,880 common shares on January 27, 2026.

SEC remarks

Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).

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