Kenneth Tanji - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Mar 2024, 19:02:03 UTC
Prior SEC filing
27 Feb 2024
Next SEC filing
02 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Danny Fiore, attorney-in-fact

Key filing fact

Kenneth Tanji filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 04 Mar 2024.

Key facts

  • This page summarizes Kenneth Tanji's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 04 Mar 2024, 19:02.

Change

  • Previous filing in this sequence was filed on 27 Feb 2024.
  • Current net transaction value: -$496,776.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,685
Change %
+19%
Price
$0.000000
Shares after
22,884
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$194,438
Shares
-1,784
Change %
-7.8%
Price
$108.99
Shares after
21,100
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,473
Change %
+12%
Price
$0.000000
Shares after
23,573
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$130,025
Shares
-1,193
Change %
-5.1%
Price
$108.99
Shares after
22,380
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,268
Change %
+15%
Price
$0.000000
Shares after
25,648
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$172,313
Shares
-1,581
Change %
-6.2%
Price
$108.99
Shares after
24,067
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
51
Date
29 Feb 2024
Ownership
By 401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRU transaction Derivative

2021 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,685
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,685
Exercise price
Footnotes
F3, F4
PRU transaction Derivative

2022 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,473
Change %
-50%
Price
$0.000000
Shares after
2,473
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,473
Exercise price
$0.000000
Footnotes
F3, F5
PRU transaction Derivative

2023 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,268
Change %
-33%
Price
$0.000000
Shares after
6,537
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,268
Exercise price
$0.000000
Footnotes
F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents the vesting of previously awarded restricted stock units.

Footnote F2

Represents shares withheld for the payment of taxes.

Footnote F3

The Restricted Stock Units convert to common stock on a 1 to 1 basis.

Footnote F4

The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Footnote F5

The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Footnote F6

The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

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