Stacey Goodman - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Mar 2024, 18:49:22 UTC
Prior SEC filing
15 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Danny Fiore, attorney-in-fact

Key filing fact

Stacey Goodman filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 04 Mar 2024.

Key facts

  • This page summarizes Stacey Goodman's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 04 Mar 2024, 18:49.

Change

  • Previous filing in this sequence was filed on 15 Feb 2024.
  • Current net transaction value: -$319,777.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,945
Change %
+10%
Price
$0.000000
Shares after
21,093
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$107,028
Shares
-982
Change %
-4.7%
Price
$108.99
Shares after
20,111
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,649
Change %
+8.2%
Price
$0.000000
Shares after
21,760
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$90,462
Shares
-830
Change %
-3.8%
Price
$108.99
Shares after
20,930
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,219
Change %
+11%
Price
$0.000000
Shares after
23,149
Date
29 Feb 2024
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$122,287
Shares
-1,122
Change %
-4.8%
Price
$108.99
Shares after
22,027
Date
29 Feb 2024
Ownership
Direct
Footnotes
F2
PRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,964
Date
29 Feb 2024
Ownership
By 401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRU transaction Derivative

2021 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,945
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,945
Exercise price
Footnotes
F3, F4
PRU transaction Derivative

2022 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,649
Change %
-50%
Price
$0.000000
Shares after
1,649
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,649
Exercise price
$0.000000
Footnotes
F3, F5
PRU transaction Derivative

2023 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,219
Change %
-33%
Price
$0.000000
Shares after
4,439
Date
29 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,219
Exercise price
$0.000000
Footnotes
F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents the vesting of previously awarded restricted stock units.

Footnote F2

Represents shares withheld for the payment of taxes.

Footnote F3

The Restricted Stock Units convert to common stock on a 1 to 1 basis.

Footnote F4

The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Footnote F5

The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Footnote F6

The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .