Key facts
- This page summarizes Robert Falzon's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 04 Mar 2024, 18:44.
Robert Falzon - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)
- Reporting relationship
- EVP and Vice Chairman
- Issuer ticker
- PRU
- Reported as of
- 29 Feb 2024
- Net transaction value
- -$1,297,199
- SEC form
- 4
- Accepted by SEC
- 04 Mar 2024, 18:44:33 UTC
- Prior SEC filing
- 15 Feb 2024
- Next SEC filing
- 15 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Danny Fiore, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert Falzon filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 04 Mar 2024.
Change
- Previous filing in this sequence was filed on 15 Feb 2024.
- Current net transaction value: -$1,297,199.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +9,211
- Change %
- +5%
- Price
- $0.000000
- Shares after
- 193,525
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
transaction
Common Stock
Tax liability
- Transaction value
- $488,493
- Shares
- -4,482
- Change %
- -2.3%
- Price
- $108.99
- Shares after
- 189,043
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,868
- Change %
- +3.6%
- Price
- $0.000000
- Shares after
- 195,911
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
transaction
Common Stock
Tax liability
- Transaction value
- $363,809
- Shares
- -3,338
- Change %
- -1.7%
- Price
- $108.99
- Shares after
- 192,573
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,392
- Change %
- +4.4%
- Price
- $0.000000
- Shares after
- 200,965
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
transaction
Common Stock
Tax liability
- Transaction value
- $444,897
- Shares
- -4,082
- Change %
- -2%
- Price
- $108.99
- Shares after
- 196,883
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 687
- Date
- 29 Feb 2024
- Ownership
- By 401(k)
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,580
- Date
- 29 Feb 2024
- Ownership
- By Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRU
transaction
Derivative
2021 Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -9,211
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,211
- Exercise price
- Footnotes
- F3, F4
PRU
transaction
Derivative
2022 Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,868
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 6,869
- Date
- 29 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,868
- Exercise price
- $0.000000
- Footnotes
- F3, F5
PRU
transaction
Derivative
2023 Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,392
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,785
- Date
- 29 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,392
- Exercise price
- $0.000000
- Footnotes
- F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Represents the vesting of previously awarded restricted stock units.
Footnote F2
Represents shares withheld for the payment of taxes.
Footnote F3
The Restricted Stock Units convert to common stock on a 1 to 1 basis.
Footnote F4
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
Footnote F5
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
Footnote F6
The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.