Key facts
- This page summarizes Ulrich E. Keller Jr.'s Form 4 filing for First Foundation Inc. (FFWM).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Mar 2024, 12:31.
Ulrich E. Keller Jr. - 29 Feb 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)
- Reporting relationship
- Chairman, Director
- Issuer ticker
- FFWM
- Reported as of
- 29 Feb 2024
- Net transaction value
- -$2,768
- SEC form
- 4
- Accepted by SEC
- 04 Mar 2024, 12:31:26 UTC
- Prior SEC filing
- 22 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Newton attorney in fact for Ulrich E. Keller
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ulrich E. Keller Jr. filed Form 4 for First Foundation Inc. (FFWM) on 04 Mar 2024.
Change
- Previous filing in this sequence was filed on 22 Feb 2024.
- Current net transaction value: -$2,768.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FFWM
transaction
Common Stock
Options Exercise
- Transaction value
- $6,772
- Shares
- +854
- Change %
- +4.1%
- Price
- $7.93
- Shares after
- 21,675
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
FFWM
transaction
Common Stock
Tax liability
- Transaction value
- $2,768
- Shares
- -349
- Change %
- -1.6%
- Price
- $7.93
- Shares after
- 21,326
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
FFWM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,230,622
- Date
- 29 Feb 2024
- Ownership
- Family Trust
FFWM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 693,000
- Date
- 29 Feb 2024
- Ownership
- Limited Partnership
FFWM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 215,000
- Date
- 29 Feb 2024
- Ownership
- Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FFWM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $6,772
- Shares
- -854
- Change %
- -50%
- Price
- $7.93
- Shares after
- 855
- Date
- 29 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 854
- Exercise price
- Footnotes
- F3, F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
RSU with Executives Vesting vesting schedule
Footnote F2
RSU with Executives Vesting 2023 vesting schedule
Footnote F3
No exercise price for this type of award
Footnote F4
No exercisable date for this type of award
Footnote F5
Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
Footnote F6
No expiration date for this type of award