Key facts
- This page summarizes Shelley J. Bausch's Form 4 filing for Axalta Coating Systems Ltd. (AXTA).
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2024, 16:41.
Shelley J. Bausch - 28 Feb 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)
- Reporting relationship
- President, Glbl Indu. Coatings
- Issuer ticker
- AXTA
- Reported as of
- 28 Feb 2024
- Net transaction value
- -$70,319
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2024, 16:41:21 UTC
- Prior SEC filing
- 20 Feb 2024
- Next SEC filing
- 05 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alex Tablin-Wolf, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Shelley J. Bausch filed Form 4 for Axalta Coating Systems Ltd. (AXTA) on 01 Mar 2024.
Change
- Previous filing in this sequence was filed on 20 Feb 2024.
- Current net transaction value: -$70,319.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXTA
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +3,579
- Change %
- +13%
- Price
- Shares after
- 30,673
- Date
- 28 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
AXTA
transaction
Common Shares
Tax liability
- Transaction value
- $43,556
- Shares
- -1,341
- Change %
- -4.4%
- Price
- $32.48
- Shares after
- 29,332
- Date
- 28 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
AXTA
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +2,198
- Change %
- +7.5%
- Price
- Shares after
- 31,530
- Date
- 28 Feb 2024
- Ownership
- Direct
- Footnotes
- F3
AXTA
transaction
Common Shares
Tax liability
- Transaction value
- $26,764
- Shares
- -824
- Change %
- -2.6%
- Price
- $32.48
- Shares after
- 30,706
- Date
- 28 Feb 2024
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXTA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,579
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 7,160
- Date
- 28 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 3,579
- Exercise price
- Footnotes
- F1, F5
AXTA
transaction
Derivative
Performance Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,198
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 2,198
- Exercise price
- Footnotes
- F3, F6
AXTA
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +11,085
- Change %
- Price
- $0.000000
- Shares after
- 11,085
- Date
- 28 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 11,085
- Exercise price
- Footnotes
- F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Restricted stock units convert into common shares on a one-for-one basis.
Footnote F2
Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
Footnote F3
Performance share units convert into common shares on a one-for-one basis.
Footnote F4
Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.
Footnote F5
On February 28, 2023, the reporting person was granted 10,739 restricted stock units, vesting in three equal annual installments beginning on February 28, 2023.
Footnote F6
Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.
Footnote F7
Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
Footnote F8
This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.