Shelley J. Bausch - Mar 3, 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
President, Glbl Indu. Coatings
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Mar 3, 2024
Transactions value $
-$46,771
Form type
4
Date filed
3/5/2024, 05:29 PM
Previous filing
Mar 1, 2024
Next filing
Apr 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +3.85K +12.52% 34.6K Mar 3, 2024 Direct F1
transaction AXTA Common Shares Tax liability -$46.8K -1.44K -4.17% $32.48 33.1K Mar 3, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -3.85K -100% $0.00* 0 Mar 3, 2024 Common Shares 3.85K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.