Key facts
- This page summarizes Craig Lindsay Smith's Form 4 filing for AlTi Global, Inc. (ALTI).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Feb 2024, 17:01.
Craig Lindsay Smith - 07 Jun 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Reporting relationship
- Chair of Global Wealth Management, Director
- Issuer ticker
- ALTI
- Reported as of
- 07 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Feb 2024, 17:01:53 UTC
- Prior SEC filing
- 02 Jun 2023
- Next SEC filing
- 21 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Colleen Graham, attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig Lindsay Smith filed Form 4 for AlTi Global, Inc. (ALTI) on 28 Feb 2024.
Change
- Previous filing in this sequence was filed on 02 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTI
transaction
Class A Common Stock
Award
- Transaction value
- Shares
- +54,387
- Change %
- +419%
- Price
- Shares after
- 67,362
- Date
- 07 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Warrant
Disposed to Issuer
- Transaction value
- Shares
- -217,548
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 07 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 217,548
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock.
Footnote F2
The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
Footnote F3
The beneficial ownership total disclosed reflects the Reporting Person's ownership through the reporting date, including the shares of ALTI Class A Common Stock received (net the shares withheld for tax purposes) through the vesting transaction previously reported on February 21, 2024.
SEC remarks
Chair of Global Wealth Management