Craig Lindsay Smith - 15 Feb 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Chair of Global Wealth Management, Director
Signature
/s/Colleen Graham, attorney in fact
Issuer symbol
ALTI
Transactions as of
15 Feb 2024
Net transactions value
-$75,965
Form type
4
Filing time
21 Feb 2024, 20:07:30 UTC
Previous filing
28 Feb 2024
Next filing
04 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +26,420 $0.000000 26,420 15 Feb 2024 Direct F1
transaction ALTI Class A Common Stock Tax liability $75,965 -13,445 -51% $5.65 12,975 15 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -26,420 -33% $0.000000 52,841 15 Feb 2024 Class A Common Stock 26,420 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.
F3 The restricted stock units vest in three equal annual installments beginning February 15, 2024.

Remarks:

Chair of Global Wealth Management