Craig Lindsay Smith - Feb 15, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Chair of Global Wealth Management, Director
Signature
/s/Colleen Graham, attorney in fact
Stock symbol
ALTI
Transactions as of
Feb 15, 2024
Transactions value $
-$75,965
Form type
4
Date filed
2/21/2024, 08:07 PM
Previous filing
Feb 28, 2024
Next filing
Apr 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +26.4K $0.00 26.4K Feb 15, 2024 Direct F1
transaction ALTI Class A Common Stock Tax liability -$76K -13.4K -50.89% $5.65 13K Feb 15, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -26.4K -33.33% $0.00 52.8K Feb 15, 2024 Class A Common Stock 26.4K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.
F3 The restricted stock units vest in three equal annual installments beginning February 15, 2024.

Remarks:

Chair of Global Wealth Management