Key facts
- This page summarizes Craig Lindsay Smith's Form 4 filing for AlTi Global, Inc. (ALTI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Feb 2024, 20:07.
Craig Lindsay Smith - 15 Feb 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Reporting relationship
- Chair of Global Wealth Management, Director
- Issuer ticker
- ALTI
- Reported as of
- 15 Feb 2024
- Net transaction value
- -$75,965
- SEC form
- 4
- Accepted by SEC
- 21 Feb 2024, 20:07:30 UTC
- Prior SEC filing
- 28 Feb 2024
- Next SEC filing
- 04 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Colleen Graham, attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig Lindsay Smith filed Form 4 for AlTi Global, Inc. (ALTI) on 21 Feb 2024.
Change
- Previous filing in this sequence was filed on 28 Feb 2024.
- Current net transaction value: -$75,965.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +26,420
- Change %
- Price
- $0.000000
- Shares after
- 26,420
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
ALTI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $75,965
- Shares
- -13,445
- Change %
- -51%
- Price
- $5.65
- Shares after
- 12,975
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -26,420
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 52,841
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 26,420
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
Footnote F2
Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.
Footnote F3
The restricted stock units vest in three equal annual installments beginning February 15, 2024.
SEC remarks
Chair of Global Wealth Management