Craig Lindsay Smith - 07 Jun 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Chair of Global Wealth Management, Director
Signature
/s/ Colleen Graham, attorney in fact
Issuer symbol
ALTI
Transactions as of
07 Jun 2023
Net transactions value
$0
Form type
4
Filing time
28 Feb 2024, 17:01:53 UTC
Previous filing
02 Jun 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Award +54,387 +419% 67,362 07 Jun 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Warrant Disposed to Issuer -217,548 -100% 0 07 Jun 2023 Class A Common Stock 217,548 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock.
F2 The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
F3 The beneficial ownership total disclosed reflects the Reporting Person's ownership through the reporting date, including the shares of ALTI Class A Common Stock received (net the shares withheld for tax purposes) through the vesting transaction previously reported on February 21, 2024.

Remarks:

Chair of Global Wealth Management