Key facts
- This page summarizes John Eugene Carrington's Form 4 filing for STEM, INC. (STEM).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 20 Feb 2024, 16:59.
John Eugene Carrington - 15 Feb 2024 Form 4 Insider Report for STEM, INC. (STEM)
- Reporting relationship
- CEO and Director, Director
- Issuer ticker
- STEM
- Reported as of
- 15 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2024, 16:59:53 UTC
- Prior SEC filing
- 05 May 2023
- Next SEC filing
- 27 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Chen Zhang, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John Eugene Carrington filed Form 4 for STEM, INC. (STEM) on 20 Feb 2024.
Change
- Previous filing in this sequence was filed on 05 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STEM
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +172,925
- Change %
- Price
- $0.000000
- Shares after
- 172,925
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 172,925
- Exercise price
- $3.37
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.