Tony Scavuzzo - 30 Jun 2023 Form 3 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Reporting relationship: Director
Issuer ticker: PBHC
Reported as of: 30 Jun 2023
Net transaction value: $0
SEC form: 3
Accepted by SEC: 16 Feb 2024, 15:18:07 UTC
Prior SEC filing: 01 Nov 2022
Next SEC filing: 02 Jul 2024
Source filing: View source filing
Reporting owner signature: Tony Scavuzzo

Key filing fact

Tony Scavuzzo filed Form 3 for Pathfinder Bancorp, Inc. (PBHC) on 16 Feb 2024.

Key facts

This page summarizes Tony Scavuzzo's Form 3 filing for Pathfinder Bancorp, Inc. (PBHC).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 16 Feb 2024, 15:18.

Change

Previous filing in this sequence was filed on 01 Nov 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 30 Jun 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The reporting person is a managing principal of Castle Creek Capital Partners Fund VII, LP ("Fund VII"). The reporting person disclaims any beneficial ownership of the (i) 409,908 shares of the issuer's Common Stock, (ii) 1,380,283 shares of the issuer's Non-Voting Common Stock and (iii) warrants to purchase 125,000 shares of the issuer's Common Stock held by Fund VII, in each case, except to the extent of the reporting person's pecuniary interest therein.