Key facts
- This page summarizes Nicholas J. Leger's Form 5 filing for NewtekOne, Inc. (NEWT).
- 8 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2024, 11:50.
Nicholas J. Leger - 31 Dec 2023 Form 5 Insider Report for NewtekOne, Inc. (NEWT)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- NEWT
- Reported as of
- 31 Dec 2023
- Net transaction value
- -$7,015
- SEC form
- 5
- Accepted by SEC
- 09 Feb 2024, 11:50:43 UTC
- Prior SEC filing
- 22 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Nicholas Leger
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Nicholas J. Leger filed Form 5 for NewtekOne, Inc. (NEWT) on 09 Feb 2024.
Change
- Previous filing in this sequence was filed on 22 Mar 2023.
- Current net transaction value: -$7,015.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NEWT
transaction
Common stock
Tax liability
- Transaction value
- $14,722
- Shares
- -722
- Change %
- -3.8%
- Price
- $20.39
- Shares after
- 18,318
- Date
- 15 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
NEWT
transaction
Common stock
Purchase
- Transaction value
- $2,427
- Shares
- +186
- Change %
- +1%
- Price
- $13.05
- Shares after
- 18,318
- Date
- 14 Apr 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Purchase
- Transaction value
- $109
- Shares
- +5
- Change %
- +0.03%
- Price
- $21.85
- Shares after
- 18,318
- Date
- 14 Apr 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Purchase
- Transaction value
- $2,455
- Shares
- +137
- Change %
- +0.75%
- Price
- $17.92
- Shares after
- 18,318
- Date
- 21 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Purchase
- Transaction value
- $71.88
- Shares
- +4
- Change %
- +0.02%
- Price
- $17.97
- Shares after
- 18,318
- Date
- 21 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Purchase
- Transaction value
- $2,479
- Shares
- +185
- Change %
- +1%
- Price
- $13.40
- Shares after
- 18,318
- Date
- 20 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Purchase
- Transaction value
- $233
- Shares
- +17
- Change %
- +0.09%
- Price
- $13.71
- Shares after
- 18,318
- Date
- 20 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
NEWT
transaction
Common stock
Sale
- Transaction value
- $69.12
- Shares
- -5
- Change %
- -0.03%
- Price
- $13.82
- Shares after
- 18,318
- Date
- 04 Dec 2023
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Footnote F2
Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
Footnote F3
Shares sold by Reporting Person's broker to cover account fees.