Matthew A. Owens - 01 Feb 2024 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Reporting relationship: General Counsel & CLO
Issuer ticker: CMPS
Reported as of: 01 Feb 2024
Net transaction value: -$35,250
SEC form: 4
Accepted by SEC: 05 Feb 2024, 17:13:35 UTC
Prior SEC filing: 03 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Meredith Prithviraj by Power of Attorney for Matthew Owens

Key filing fact

Matthew A. Owens filed Form 4 for COMPASS Pathways plc (CMPS) on 05 Feb 2024.

Key facts

This page summarizes Matthew A. Owens's Form 4 filing for COMPASS Pathways plc (CMPS).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Feb 2024, 17:13.

Change

Previous filing in this sequence was filed on 03 Feb 2023.
Current net transaction value: -$35,250.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPS transaction

Ordinary Shares

Award

Transaction value: $0
Shares: +25,000
Change %: +116%
Price: $0.000000
Shares after: 46,507
Date: 01 Feb 2024
Ownership: Direct
Footnotes: F1, F2

CMPS transaction

Ordinary Shares

Tax liability

Transaction value: $19,199
Shares: -1,693
Change %: -3.6%
Price: $11.34
Shares after: 44,814
Date: 01 Feb 2024
Ownership: Direct
Footnotes: F1, F3

CMPS transaction

Ordinary Shares

Tax liability

Transaction value: $16,052
Shares: -1,474
Change %: -3.3%
Price: $10.89
Shares after: 43,340
Date: 02 Feb 2024
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPS transaction Derivative

Share Option (Right to Buy)

Award

Transaction value: $0
Shares: +76,000
Change %
Price: $0.000000
Shares after: 76,000
Date: 01 Feb 2024
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 76,000
Exercise price: $11.34
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Footnote F2

Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2025.

Footnote F3

Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Footnote F4

The share option shall vest in forty-eight equal monthly installments beginning on March 1, 2024.