Matthew Owens - Feb 1, 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
General Counsel & CLO
Signature
/s/ Meredith Prithviraj by Power of Attorney for Matthew Owens
Stock symbol
CMPS
Transactions as of
Feb 1, 2023
Transactions value $
-$17,963
Form type
4
Date filed
2/3/2023, 03:24 PM
Previous filing
Feb 15, 2022
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Tax liability -$18K -1.69K -13.65% $10.61 10.7K Feb 1, 2023 Direct F1, F2
transaction CMPS Ordinary Shares Award $0 +10.8K +100.87% $0.00 21.5K Feb 2, 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +63.9K $0.00 63.9K Feb 2, 2023 Ordinary Shares 63.9K $10.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.
F3 Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.
F4 The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

Remarks:

EXHIBIT LIST: EX-24 Owens - POA